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The Laws and Regulations of Bank Internal Control and Audit

作者: 本院編輯委員會
語言別: 英文
出版社: 台灣金融研訓院
出版日期: 2015/03/01
版次: 三版1刷
類別: 金融測驗類
ISBN 9789863990093
讀者評鑑: ImgEvaluation
原價:620元 或 62點
優惠價:9 折,558 元 或 55

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內容簡介

本書為英文版銀行內部控制與內部稽核測驗參考用書~~

Banks are businesses that deal in the giving and receiving of credit. Their credibility is hard to build up yet can be ruined in a trice. Their survival and development must, of course, depend on the continuous growth of their business in pursuit of creating profit. But if neglect of internal control results in malpractice and depletion of assets, the fruit of all their effort will be reduced to nothing all at once.
 
為幫助金融機構確保其內部控制的健全性,並使台灣外資銀行人員迅速瞭解相關法令規範,台灣金融研訓院(TABF)特彙編政府公告之相關法令和規範,以提供讀者銀行內部控制與內部稽核測驗(英文版)參考及日常業務使用。本書截至2012年4月份之最新公告法令,為金融機構從業人員最佳實用工具書。

目錄

1.  The Banking Act of the Republic of China 
2.  Financial Holding Company Act 
3. Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries 
4.  Regulations Governing the Procedures for Banking Institutions to Evaluate Assets and Deal with Non-performing/Non-accrual Loans 
5.  Regulations Governing the Security Maintenance and Administration of Financial Institutions 
6.  Regulations Governing Bank Handling of Accounts with Suspicious or Unusual Transactions 
7.  Governing Cash Transaction Reports (CTR)and Suspicious Transaction Reports (STR) by Financial Institutions 
8.  Regulations Governing Institutions Engaging In Credit Card Business 
9.  Regulations Governing the Cash Card Business of Financial Institutions 
10. Guidelines for Financial Institutions in Setting Tiered Interest Rates for Credit Cards and Cash Cards 
11. Regulations Governing the Declaration of Foreign Exchange Receipts and Disbursements or Transactions 
12. Regulations Governing the Handling of Counterfeit and Altered Foreign Currency Notes and Coins 
13. Directions for Banks Conducting Financial Derivatives Business 
14. Directions Governing Limitations on Types and Amounts of the Securities in which a Commercial Bank May Invest 
15. The Act Governing Bills Finance Business (Excerpt) 
16. Enforcement Rules for the Act Governing Bills Finance Business (Excerpt) 
17. Regulations Governing Responsible Persons and Staff Members of Bills Houses (Excerpt) 
18. Securities and Exchange Act (Excerpt) 
19. Regulations Governing Securities Firms (Excerpt) 
20. Regulations Governing Responsible Persons and Associated Persons of Securities Firms (Excerpt) 
21. GreTai Securities Market Rules Governing Securities Trading on the GTSM  (Excerpt) 
22. Financial Consumer Protection Act 
EXERCISE

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