台灣金融研訓院(教育訓練)台灣金融研訓院(教育訓練)

美國反洗錢暨打擊資恐最新法規與實務應用: 美國聯邦檢察官觀點

※本課程符合銀行業防制洗錢及打擊資恐在職訓練6小時進修認可※

活動宗旨

為因應來自洗錢交易日益嚴峻的挑戰,美國政府近年來不斷強化反洗錢實務監管規範,其中有關於客戶盡職調查(customer due diligence)的規定也將於今年五月份全面更新,值得台灣銀行業者關注。為幫助台灣銀行業者及早因應美國反洗錢法規之趨勢與衝擊,本院特別邀請前任美國FinCEN(Financial Crimes Enforcement Network)及Department of Justice專責金融犯罪與洗錢交易偵查之高階檢察官、現任全球五大國際律師事務所Hogan Lovells資深合夥人Mr. Gregory Lisa 來台分享專業見解,幫助台灣銀行業者經由實際案例,抽絲剝繭了解近期美國政府於反洗錢交易監控(transaction monitoring)、KYC、OFAC filtering,以及疑似洗錢交易申報(suspicious activity reporting)之最新動態及對外資銀行之重要意涵,機會難得,歡迎踴躍報名參加!

主辦單位

台灣金融研訓院

活動時間

2018年4月25日(星期二) 09:00-16:30

活動地點

台灣金融研訓院 (台北市羅斯福路三段62號)

參加對象 (本活動以實務教學,名額有限,請速報名)

  • 主管機關人員(含金融監督管理委員會、中央銀行、法務部調查局等);
  • 各金融機構(含金控、銀行、證券、保險)之金融科技、電子銀行、國際金融、跨境融資、內控稽核、法遵法務、風險管理、稽核、內控、財富管理、外匯業務、企業金融、財務部門主管及從業人員;
  • 金融業者相關公會及周邊單位主管及人員;
  • 從事反洗錢與反恐融資相關業務之人員;
  • 金融監理相關研究單位研究人員;

活動議程(本課程以英文授課)

時間 議程內容
09:00-16:30

U.S. AML and CFT Regulations

  • Federal requirements generally (including new regulations pertinent to customer due diligence that go into effect on May 12, 2018);
  • NYDFS’s enforcement actions (with a focus on those involving non-US banks);
  • New regulations that address transaction monitoring, OFAC filtering, and suspicious activity reporting;
  • Significant AML trends.
  • Advice to Taiwan banks

Speaker:
Gregory Lisa, Partner,Washington, D.C.,New York, Hogan Lovells

Lisa Greg曾擔任美國金融犯罪稽察局主管(FinCEN),負責監管和執行反洗錢法律的調查,在此之前是美國司法部任審判律師、檢察官,負責民事、組織犯罪案件調查工作,專擅處理金融犯罪、洗錢交易、欺詐活動、貪汙等類型之案件,為金融犯罪偵防領域之權威專家。

講師介紹

講座照片

Gregory Lisa

Before joining Hogan Lovells, Greg was the Interim Director of the Office of Compliance and Enforcement at the Financial Crimes Enforcement Network (FinCEN), the Treasury Department's lead regulator for overseeing and enforcing anti-money laundering laws. Greg also served as the Chief of the Money Services Businesses and Casinos Section within FinCEN's Enforcement Division. During his tenure, he supervised and conducted a number of investigations, supervisory exams, and enforcement actions across FinCEN's broad jurisdiction, including investigations into large depository institutions, global securities firms, casinos cryptocurrency exchangers, and other financial institutions. Many of these cases were joint investigations with other financial institution regulators, state agencies, or criminal law enforcement agencies.

Greg was also a Trial Attorney at the U.S. Department of Justice for 12 years, first in the Civil Division, and then for almost 10 years in the Criminal Division's Organized Crime and Racketeering Section as a federal prosecutor, investigating and litigating a number of cases involving money laundering, fraud, RICO, public corruption, and other violations.

參加費用

新台幣9,000元整(含餐點)

優惠方案(擇一使用):三人以上(含)團體報名者可享9折優惠

報名方式

請自即日起至開課前,依下列方式報名:

其他事項

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  • 請各參加人員於活動開始前20分鐘逕至舉辦地點報到,恕不再另函通知。如有活動異動或調整事宜,將以簡訊或e-mail通知。
  • 本院保留變更本活動內容及講座、講題、時間安排等權利;活動資訊如有異動,以本院網站更新公告為準。
  • 如有其他洽詢事宜,請賜電本院客戶服務中心報名專線辦理(電話:02-33653666轉機617)。